Private Placement Memorandum (PPM) & Offering Prospectus Services

Services We Provide

We at PPM stand as a premier global consulting firm, renowned for its expertise in creating business plans, conducting feasibility studies, and preparing investor offering documentation, which includes private placement memorandums (PPM), an offering prospectus, and related documentation. Our expertise spans the full spectrum of traditional securities offerings and extends to innovative digital initiatives such as Securities Token Offerings and Initial Coin Offerings. We are acknowledged authorities in developing a wide array of investment memorandum and prospectus documents, from the preliminary prospectus (often referred to as a “red herring”) to the final offering prospectus.

Our clients, many of whom return for additional funding services, recognize that PPM adds significant value across various industries. We offer essential guidance for startups, small and medium-sized businesses, and enterprise-level organizations throughout all stages of their funding campaigns. Our team of seasoned financial industry professionals provides customized, institutional-quality financial prospectus and securities offering documentation services, ensuring compliance with local regulations and requirements for accredited investors. We maintain a strong presence in major cities globally, including New York, Seattle, London, Hong Kong, Singapore, Shanghai, and Beijing, and our senior team collaborates with entrepreneurs and corporate leaders across the EU, Eastern Europe, the Pacific Rim, the Middle East, Latin and South America, as well as with emerging companies in Africa, Australia, and North America.

Areas of Practice

PPM specializes in a variety of practice areas related to offering memorandum, prospectus preparation, including the creation of preliminary prospectuses (“red herrings”), final prospectuses, a comprehensive range of private placement offering documents, offering circulars, explanatory memorandums, and general private placement documentation. Our expertise also encompasses the digital landscape, where we prepare investor documents compliant with regulations. Importantly, we offer competitive fees, typically much less than those of traditional securities law firms—many of which outsource their work to us.

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Our Team

Our team at PPM comprises corporate finance specialists who have extensive experience with global investment banks and boutique firms. Led by seasoned corporate executives, startup founders, and securities industry attorneys, PPM is uniquely equipped to support issuers of public and private debt, convertible debt, senior and unsecured notes, closed-end funds, REITs, credit funds, equities, and preferred shares. Our in-house securities attorneys specialize in assisting with documentation for Reg A, Reg A+, Reg D, Reg S, Rule 144A, and Regulation CF (equity crowdfunding). Our financial documentation expertise extends beyond capital raising. We aid clients with Initial Public Offering (IPO) documentation, major exchange listings, reference data applications, securities code applications, business plan development, investor relations, and corporate communication best practices.

PPM operates three of the most recognized websites in the industry: Prospectus.com, our parent company, and Brokerdealer.com.

Our Services

For our domestic and international clients, we provides a comprehensive platform for growth:

• Prospectus Writing: We craft prospectuses for both private and public offerings, developing red herring offerings and offering circulars for major global stock exchanges. We handle all necessary filings with appropriate regulatory and governmental bodies.
• Private Placement Memorandum: Specializing in Reg D, Reg A, Reg S, and Rule 144A, we have assisted numerous corporations in creating thousands of private placement offerings efficiently and affordably.
• Bond Offerings: We provide extensive services for private placement, including bond offerings, clearing, and settlement assistance tailored to meet 144A/Reg S market needs.
• Fund Setup: As a leader in forming onshore and offshore funds, we offer comprehensive services in structuring and sustaining funds while assisting with marketing and introductions to broker-dealers or investors.
• Hedge Funds & Mutual Funds: PPM efficiently prepares hedge fund prospectuses for worldwide jurisdictions, ensuring compliance while managing the entire filing process.
• Securities Identifiers: We aid with the application and registration of securities identification numbers (e.g., ISIN, CUSIP, SEDOL) necessary for both private and public placements.
• Registration and Filing:
• Our legal team assists with registration and compliance filings, including drafting and submitting statements like S-1 forms and managing the entire spectrum of investment disclosure documents.
• Legal Work: Our attorneys provide expertise across industries, enabling compliant document creation for diverse offerings.
• Business Plans: We design customized business plans focused on capital fundraising that meet investor, bank, and SBA standards.
• Feasibility Studies: As leaders in conducting feasibility studies, our team has experience in numerous sectors across over 50 countries.
• Escrow Services: PPM can act as an escrow agent, managing all escrow arrangements to ensure smooth, low-risk transactions.
• Valuations: We perform valuations to help clients determine appropriate equity offers to investors, safeguarding interests in the capital-raising process.
• Initial Public Offering (IPO) Services: PPM supports global companies aiming for IPO listings on leading stock exchanges, including those in London, Frankfurt, the U.S. (Nasdaq, NYSE), and Hong Kong.
• Capital Networking & Introduction: With access to over 20 investment sources and thousands of funding contacts, PPM expedites the funding process by connecting clients with potential investors swiftly.

 

Contact Us Today To Schedule Your Free Consultation