Securities Attorney
Expert Securities Legal Services: How PPM can Support Your Capital Raising Journey
At PPM and our parent company Prospectus, we offer comprehensive, end-to-end guidance for issuers navigating the complexities of capital raising. Our team of seasoned securities attorneys and consultants is dedicated to helping both private and public companies successfully maneuver through the intricate world of securities regulations. With extensive real-world experience, we provide strategic advice and hands-on support for every phase of the offering process.
What We Offer
Our expertise spans the full lifecycle of securities offerings, from private placements to public listings. We assist with:
- Regulatory Navigation: We guide you through the requirements of the Securities and Exchange Commission (SEC) and other regulatory bodies, ensuring compliance with relevant securities laws.
- Documentation: Our team prepares essential documents, including private placement memorandums (PPMs), prospectuses, and filings required for public listings.
- Valuation and Listing: We help with valuation assessments and meet listing requirements for major global stock exchanges.
- Global Compliance: For private placements and public offerings, we ensure compliance with regulations in over 50 jurisdictions worldwide.
Our Approach
Our methodology is designed to streamline the capital raising process, saving you both time and money. We tailor our services to your company’s specific goals and market potential, ensuring that all documentation meets best practices. Since our inception in 1999, we have supported thousands of companies across diverse industries, from technology to healthcare, real estate, and more. Our extensive experience equips us to address the unique challenges of your sector, ensuring your offering is both effective and compliant.
Beyond Documentation
We don’t just draft documents; we actively guide you through the entire process. Our securities attorneys foster valuable relationships with industry players, broker-dealers, investment banks, and venture capitalists. This network is instrumental in creating strategic partnerships and securing funding sources. Our approach emphasizes collaboration and partnership, making us more than just service providers we are your allies in achieving capital raising success.
Our Experience
With years of experience in the securities market, our attorneys bring invaluable insight into capital acquisition and business growth. We’ve worked with over 5,000 companies, providing expertise in navigating regulatory rules and scaling businesses efficiently. Our deep understanding of the global marketplace ensures that your offering adheres to all necessary regulations and achieves your financial goals.
Securities Compliance
Compliance is crucial for both private placements and public offerings. We ensure that your company meets all legal and strategic requirements, from initial registration to ongoing compliance. Whether you are a startup, a hedge fund, or involved in mergers and acquisitions, our attorneys handle all aspects of securities registration and compliance, providing you with the security and confidence needed for a successful offering.
Public Offerings: IPOs vs. DPOs
We assist with both Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs). In an IPO, a company goes public with the help of an underwriter, while a DPO allows a company to raise funds directly from investors without an intermediary. Our team manages all aspects of the public offering process, including drafting and filing necessary paperwork, and ensuring a smooth transition from private to public status.
Private Placements
We are leaders in drafting private placement memorandums (PPMs) for raising capital through private offerings. The private placement market, which raises nearly a trillion dollars annually, often employs various regulatory frameworks, such as:
- Reg D (Regulation D): Provides exemptions from SEC registration for private placements.
- Rule 506(b): Allows capital raising from pre-existing relationships without public advertising.
- Rule 506(c): Permits public advertising, but requires verification that all investors are accredited.
- Reg A: Exempts certain offerings from SEC registration requirements, allowing participation from non-accredited investors.
- Reg S: Facilitates capital raising from non-U.S. investors without SEC registration.
- Rule 144A: Allows sales to Qualified Institutional Buyers (QIBs), with a focus on debt securities.
- PIPEs (Private Investment in Public Equity): Involves private investment in public companies, often through Reg D or Rule 144A.
Real Estate and REITs
We also assist with real estate projects, including drafting documents for Real Estate Investment Trusts (REITs) and conducting feasibility studies. Whether you are seeking to list your real estate securities or raise private capital for development, our team provides expert guidance on compliance and market strategies.
Get in Touch
If you are preparing for a private placement or public offering, or need expert advice on securities compliance, contact us for a free consultation. Our competitive pricing and quick turnaround make us a preferred choice for companies, law firms, and broker-dealers worldwide. Reach out to our offices globally, and let us assign a dedicated securities attorney to support your capital raising efforts and guide you through every step of the process.
Contact Us Today To Schedule Your Free Consultation With A Securities Attorney