Rule 144A
Navigating Rule 144A Capital Raises: What OfferingMemorandum.com and Prospectus.com, Can Do for You
At PPM and our parent company Prospectus.com, we specialize in facilitating Rule 144A offerings, a prominent mechanism in the debt securities market with nearly a trillion-dollar annual volume.
Understanding Rule 144A
SEC Rule 144A provides a safe harbour from the registration requirements of the Securities Act of 1933. It allows for the private sale and resale of securities to Qualified Institutional Buyers (QIBs)—institutional investors with a net worth of at least $100 million. These securities are exclusively sold to U.S. investors, and the process involves rigorous compliance and documentation.
Our Expertise
Our dedicated team of Rule 144A consultants assists both U.S. and international companies in navigating the complexities of Rule 144A offerings. Here’s how we can support your capital raise:
- Initial Assessment: We begin with a comprehensive analysis of your company’s business model and the securities to be issued. This evaluation determines whether your securities qualify for a Rule 144A offering. Our initial consultation provides a clear assessment, saving you time and resources.
- Documentation and Compliance: We manage all aspects necessary for a successful Rule 144A offering. This includes drafting the private placement memorandum (PPM) or prospectus, preparing supporting documents such as subscription agreements and trust indentures, and obtaining essential securities identification codes (e.g., ISIN, SEDOL, or CUSIP). Our team ensures that all documentation meets the regulatory requirements and is submitted to relevant depositories like Euroclear, Clearstream, or the Depository Trust Corporation (DTC).
144A Bond Offerings
We also specialize in 144A bond offerings. These bonds require a detailed prospectus or private placement memorandum that outlines key terms such as currency denominations, interest rates, maturity dates, payment schedules, legal and financial information, and risk factors. Typically, 144A bonds are issued privately and are often paired with Regulation S offerings to enable sales to non-U.S. investors as well. The 144A bond market is a major segment, representing nearly 99% of 144A transactions.
Why Choose Us
Our team’s expertise ensures that every aspect of your 144A bond offering is meticulously handled, from drafting essential documents to managing regulatory compliance. Whether you’re raising capital through debt or equity, we offer tailored solutions to meet your needs.
Contact Us Today
To explore how we can assist with your Rule 144A offering, schedule a free consultation with us today. Let us help you navigate the complexities of capital raising and achieve your financial goals.
Contact Us Today To Schedule Your Free Consultation