Legal Work

August 07, 2024

Our attorneys and affiliates can assist with your legal needs

Global Leaders Since 1999

 Since 1999, our staff has worked with more than 5,000 companies worldwide. Ranging from one person start ups to multinational corporations, there is not an aspect of business development that we have not been involved with, including having attorneys in our network assist.  Call us and we’ll help you figure out what you need.

Fastest Turnaround Time

PPM’s delivers high quality results, with one – if not the – most fastest turnaround times for document delivery. Our typical turnaround time on document preparation is one business week or less or when agreed. When we quote you, we’ll agree to a schedule and deliver on time.

Affordable & Flat Fee

PPM has some of the most competitive rates. We also charge a flat fee with NO hidden costs or hourly billing. The fee is agreed upon before work starts. You will never pay more than what you are quoted for a project or we will cover the cost of any additional work.

Legal Work

Legal Services for Investor Documentation and Regulatory Filing

At PPM, our legal team specializes in preparing comprehensive offering documents for both public and private placements. This includes drafting prospectuses, memorandums, and other necessary disclosure materials. We leverage our extensive industry expertise and connections with underwriters, investment banks, hedge funds, and PIPE funds to identify strategic partners who can help our clients achieve efficient growth.

Our attorneys work closely with issuers, CFOs, General Counsels, and compliance executives throughout the document preparation process. This hands-on approach ensures we address every aspect of the securities offering lifecycle and meet both short-term and long-term business needs.

Compliance and Regulatory Expertise: Issuers of debt, equity, or hybrid securities rely on our attorneys to navigate compliance with U.S. federal and state securities laws, as well as regulations in the U.K., E.U., Eastern Europe, and various countries across the Pacific Rim, Middle East, and South America. Our in-house legal team maintains strong relationships with a global network of securities attorneys in major cities.

Our Practice Areas Include:

  • Preliminary Prospectus (Red Herring)
  • Explanatory Memorandum (EM)
  • Private Placement Memorandum (PPM)
  • Final Prospectus
  • Operating and Partnership Agreements
  • Registration and Filing with Regulatory Agencies

Instrument Types:

  • Equities
  • Preferred Equities
  • Debt (Senior Secured, Secured, Senior Unsecured, Convertible, Convertible Preferred)

Our attorneys have expertise across various industries and understand the nuances of sector-specific regulations. From traditional offerings to REITs and energy industry Master Limited Partnerships (MLPs), our team uses a proprietary library of documentation, including thousands of successful placements with institutional and high-net-worth investors worldwide.

Public and Private Offerings:

  • Public Offerings: We assist with Initial Public Offerings (IPOs), Alternative Public Offerings (APOs), Direct Public Offerings (DPOs), and Special Purpose Acquisition Companies (SPACs). Our expertise includes drafting registration statements, prospectuses, and listing applications for major stock exchanges globally.
  • Private Offerings and PIPEs: We facilitate PIPE transactions for publicly listed companies seeking private capital. Our team provides legal opinions on exemptions from federal and state securities registration laws and regulatory matters for various PIPE transactions.

Real Estate Securities:

Our experience in the real estate sector covers the full spectrum of services, from business plans and feasibility studies to the creation of real estate investment trusts (REITs) and private placement memorandums.

Listed Company Compliance:

For companies listed on OTC Markets, we offer comprehensive support to ensure compliance with disclosure and listing standards. Our services include:

  • Public Disclosure Services: Preparation and update of OTC Markets disclosure documents, initial and quarterly Pink Sheet filings, coordination of news releases, financial statements, and interaction with Securities Counsel and Transfer Agents.
  • Shareholder Relations Services: Shareholder visibility programs, dedicated investor relations websites, and management letters to shareholders.
  • Corporate Legal Services: Through our affiliate law firm, we provide a full suite of legal services, including OTC Markets, SEC, and Transfer Agent opinions, SEC reporting, proxy statements, secondary offerings, Regulation A ULOA offerings, and state Blue Sky compliance.

Business Services:

  • Business plans and financial forecasting
  • Business valuations
  • PCAOB-certified independent auditors
  • Small-business accounting
  • SEC-licensed Transfer Agent and Registrar services
  • Public information services (e.g., Business Wire, PR Newswire)
  • Small-business insurance (key-man, D&O, liability)
  • Legal printing
  • Proxy and shareholder communication services

Our goal is to provide comprehensive legal support that ensures regulatory compliance and facilitates successful business growth.

Contact Us Today To Schedule Your Free Consultation

Legal Work for Investor Document Preparation and Regulatory Filing